Form D

Exempt Securities Notification - An Exempt Securities Notification is a notice of exempt offering of securities filed with the financial regulator (e.g., U.S. Securities and Exchange Commission (SEC)) by companies that have sold securities without registration, in reliance on an exemption (e.g., provided by Regulation D or Section 4(a)(5) of the Act). The form provides information about the issuer, the offering, and the investors, and is used to inform regulators and the public about the exempt offering.

Class Information

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Identification

IRI: https://folio.openlegalstandard.org/RBebp8K1tyXtYFyAmphDCaX
Label (rdfs): Exempt Securities Notification
Preferred Label: Form D
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Definition and Examples

Definition: An Exempt Securities Notification is a notice of exempt offering of securities filed with the financial regulator (e.g., U.S. Securities and Exchange Commission (SEC)) by companies that have sold securities without registration, in reliance on an exemption (e.g., provided by Regulation D or Section 4(a)(5) of the Act). The form provides information about the issuer, the offering, and the investors, and is used to inform regulators and the public about the exempt offering.
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Translations

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Class Relationships

Sub Class Of: Entity Disclosure Document
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Additional Information

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Deprecated: False

Metadata

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