Financial Industry Regulatory Authority
type: Class
preferred label: FINRA
alternative label: Broker-Dealer Regulator
alternative label: Securities Industry Regulator
alternative label: Securities Regulatory Authority
subclass of: RwiYr04MwuGhJnwApa5Oua
definition: The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.