# Financial Industry Regulatory Authority

**IRI:** https://folio.openlegalstandard.org/RByTYA0fT7XewMNkfjX4oE2

## Labels

**Preferred Label:** FINRA

**Alternative Labels:**

- Broker-Dealer Regulator
- Securities Industry Regulator
- Securities Regulatory Authority

## Definition

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.

## Sub Class Of

- https://folio.openlegalstandard.org/RwiYr04MwuGhJnwApa5Oua

**Deprecated:** False