FOLIO Ontology

Investment Advisers Act Claim

IRI:
https://folio.openlegalstandard.org/RCAo6fULgFgquipLTvc6jyV
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Definition

An Investment Advisers Act Claim is a legal action brought under the Investment Advisers Act of 1940, alleging violations of the federal law that regulates investment advisers in the United States. This type of claim typically involves allegations of fraud, misrepresentation, or breach of fiduciary duty by investment advisers in their dealings with clients.

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