Investment Advisers Act Claim

Investment Advisers Act Claim - An Investment Advisers Act Claim is a legal action brought under the Investment Advisers Act of 1940, alleging violations of the federal law that regulates investment advisers in the United States. This type of claim typically involves allegations of fraud, misrepresentation, or breach of fiduciary duty by investment advisers in their dealings with clients.

Class Information

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Identification

IRI: https://folio.openlegalstandard.org/RCAo6fULgFgquipLTvc6jyV
Label (rdfs): Investment Advisers Act Claim
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Definition and Examples

Definition: An Investment Advisers Act Claim is a legal action brought under the Investment Advisers Act of 1940, alleging violations of the federal law that regulates investment advisers in the United States. This type of claim typically involves allegations of fraud, misrepresentation, or breach of fiduciary duty by investment advisers in their dealings with clients.
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Class Relationships

Sub Class Of: Statutory and Regulatory Claims
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Additional Information

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Deprecated: False

Metadata

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