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Identification

IRI:
https://folio.openlegalstandard.org/RByTYA0fT7XewMNkfjX4oE2
Label Financial Industry Regulatory Authority
Preferred Label FINRA
Identifier N/A
Alternative Labels
Broker-Dealer Regulator Securities Industry Regulator Securities Regulatory Authority

Definition

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.

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