FINRA

Financial Industry Regulatory Authority - The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.

Class Information

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Identification

Label (rdfs)
Financial Industry Regulatory Authority
Preferred Label
FINRA
Alternative Labels
Broker-Dealer Regulator, Securities Industry Regulator, Securities Regulatory Authority
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Definition and Examples

Definition
The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees broker-dealers and their registered representatives. FINRA is responsible for enforcing rules and regulations in the securities industry to protect investors and maintain market integrity.
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